Gladstone Investment Corp 7.125% Cumulative Term Preferred Stock – Monthly Pay

S&P Rating   NR   Moodys Rating   NR

Security Ticker Symbol   GAINP

Market Traded ON   NASDAQ

Dividend Payment Paid on the last day of the month beginning on 03/30/2012

Monthly Dividend   .148   Annual Dividend   1.781

Securities may be redeemed, at the issuers option, as early as 02/28/2016  the call price is $25 plus accrued dividends.

Dividend Payment Will NOT BE Qualified Distributions.  Preferred stock dividends of business development companies (BDC’s) are not eligible for the qualified tax rate.  Because the BDC generally pays no federal taxes (if they follow the rules) there is no incremental tax break for the individual holders.

Maturity Date   02/28/2017

Company Investor Relations Page for Gladstone Investment

Below you can find the offering Prospectus and Final Pricing Document